Huge penalties for Interactive Brokers - a total of $ 38 million in fines
The American broker Interactive Brokers was fined by as many as three independent institutions. In total, he collected $ 38 million in fines. This is not the first millionth penalty for this broker. Earlier payments were made quickly and [...]
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August 24 2018
Interactive Brokers receives 5,5 million USD penalty
The American financial market regulator, FINRA (Financial Industry Regulatory Authority), said in a statement about imposing a fine of 5,5 million USD on Interactive Brokers LLC. The reason is [...]
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August 1 2017
Almost 5 million USD penalties for four major institutions, including Interactive Brokers
$ 4 in total fines imposed on four major investment firms on NASDAQ, NYSE and Bats. This is the result of the actions of FINRA (Financial Industry Regulatory Authority), i.e. the American [...]
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