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Tagged as 'forex fine'
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April 2 2019

A private trader fined a million dollar fine by the CFTC

A few days ago, the Commodity Futures Trading Commission (CFTC) issued a statement that a person named William H. Powderly IV from New Hope in Pennsylvania was fined 1 083 138 USD. The amount of the penalty, and the same [...]
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28 March 2019

Cypriot broker iTrader has to pay 200 thousand EUR as part of the settlement

The Cypriot regulator (CySEC) in an official communiqué of 27 in March 2019 announced the settlement of an agreement with the iTrader broker (a brand owned by the Hoch Capital Ltd. entity). In connection with violations of the licensing regulations, [...]
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August 1 2017

Almost 5 million USD penalties for four major institutions, including Interactive Brokers

$ 4 in total fines imposed on four major investment firms on NASDAQ, NYSE and Bats. This is the result of the actions of FINRA (Financial Industry Regulatory Authority), i.e. the American [...]
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